KELLY MOORE – CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. Investment Adviser Barred – May Recover Investor Losses
KELLY MOORE – CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. Investment Adviser Barred by FINRA.
CRD#: 1599385
KELLY RAY MOORE (CRD#: 1599385), a former broker for CAMBRIDGE INVESTMENT RESEARCH, INC. in Houston, TX, was recently barred permanently after the broker consented to FINRA sanctions.
According to Moore’s FINRA BrokerCheck report, Without admitting or denying the findings, Moore consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA in connection with its investigation into allegations that he had engaged in short-term trading of Class A mutual funds.
KELLY MOORE – CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. Investment Adviser Barred by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/16/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.