Juan Guana Terminated After TRUIST INVESTMENT SERVICES, INC. Allegations  – Goodman & Nekvasil, P.A.

Juan Guana Terminated After TRUIST INVESTMENT SERVICES, INC. Allegations  – Goodman & Nekvasil, P.A., May Recover Losses

Juan Guana terminated after NYLIFE SECURITIES LLC allegations.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

Juan Antonio Gauna
JUAN ANTONIO GAUNA JR., JUAN ANTONIO GAUNA
CRD#: 6121819
JUAN ANTONIO GAUNA JR. (CRD#: 6121819), a former broker in EDINBURG, TX, was terminated by NYLIFE SECURITIES LLC.  Gauna was terminated after the company became aware he executed an unauthorized insurance policy loan transaction and requested and accepted money from another policyowner in violation of company policy. On December 8, 2023, the company filed a Fraud Report with the Texas Department of Insurance. No securities products were involved.
FINRA subsequently suspended Juan Guana indefinitely.
Juan Antonio GaunaJUAN ANTONIO GAUNA JR., JUAN ANTONIO GAUNA CRD#: 6121819

Juan Guana terminated after NYLIFE SECURITIES LLC allegations.

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 8/27/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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