Joshua Nathan Helmle (Joshua Helmle) – FINRA Files Complaint Against Financial Advisor/Broker Joshua Helmle | Goodman & Nekvasil, P.A. May Recover Investor Losses
Joshua Helmle is a currently registered financial advisor/broker with Integrity Brokerage Services, Inc. According to FINRA, FINRA filed a complaint against Joshua Helmle in April 2020.
According to FINRA Allegations:
Joshua Helmle was a named respondent in a FINRA complaint alleging that Joshua Helmle and his member firm, Integrity Brokerage Services, Inc., permitted and enabled a statutorily disqualified person to associate with the firm and engage in its securities business despite his disqualified status. The complaint alleges that the firm, acting through Joshua Helmle, failed to register the disqualified person with FINRA in any capacity, including in the capacity of a General Securities Representative. The firm and Joshua Helmle each permitted and enabled the disqualified person to engage in firm securities business without being appropriately registered.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Joshua Helmle and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joshua Helmle’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joshua Helmle and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 5/29/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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