Goodman & Nekvasil P.A., May Recover Investor Losses | Josh Abernathy – Financial Advisor Josh Abernathy Barred from Securities Industry
Josh Abernathy was licensed with The O.N. Equity Sales Company from 2013 to 2014. Josh Abernathy was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 24, 2015. FINRA reports that Josh Abernathy consented to the sanction and to the entry of findings that Josh Abernathy failed to respond to FINRA request for information.
FINRA reports that 4 arbitration claims were filed involving Josh Abernathy’s conduct with The O.N. Equity Sales Company and/or Next Financial Group, Inc., alleging Josh Abernathy misappropriated funds into a nonexistent investment vehicle known as Omega Investment Group, LLC, misrepresented the risks of investments and/or defrauded the investor. These arbitration claims all settled, with the largest settling for $245,000.
If you lost any money on investments with Josh Abernathy, you may be able to recover your losses from The O.N. Equity Sales Company and/or Next Financial Group, Inc. This is because The O.N. Equity Sales Company and Next Financial Group, Inc. had a duty to supervise Josh Abernathy.
If you lost money on investments with Josh Abernathy and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against The O.N. Equity Sales Company and/or Next Financial Group, Inc. concerning Josh Abernathy’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Josh Abernathy and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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