JOSEPH WEINBAUER Has Multiple Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
BFC PLANNING, INC investment adviser, JOSEPH WEINBAUER Has Multiple Pending Investor Complaints.
JOSEPH ROBERT WEINBAUER
CRD#: 2714070
Call Goodman & Nekvasil, P.A. if you think that you have received unsuitable investment recommendations from your adviser.
JOSEPH ROBERT WEINBAUER (CRD#: 2714070), a broker for BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. in St. Louis, MO, has two pending investor complaints. According to WEINBAUER’s FINRA BrokerCheck report, The most recent claimants allege that the Firm and representative failed to make a suitable recommendation and over-concentrated claimants account in alternative investments and private placements in October 2014. The claimants further allege that the Firm and representative misrepresented the investments and induced the claimants to retain the investment and caused them to suffer a loss.
Goodman & Nekvasil, P.A. 800-500-4442
The earlier pending customer complaint, according to FINRA BrokerCheck, alleges that the Firm and representative failed to make a suitable recommendation and over-concentrated claimants’ accounts in alternative investments and private placements in November – December 2014. The Claimants further allege that the Firm and representative misrepresented the investments and induced the client to retain the investment causing the client to suffer a loss.
This complainants in this pending arbitration complaint are requesting $235,000.00 for alleged damages.
JOSEPH WEINBAUER Has Multiple Pending Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/19/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.