Goodman & Nekvasil P.A, May Recover Investor Losses | Joseph Alan Lavigne (Joe Lavigne), Financial Advisor Suspended from Securities Industry
From 2013 to 2018, Joe Lavigne was licensed with Spencer Edwards, Inc. Joe Lavigne was previously licensed with GVC Capital LLC.
FINRA brought a disciplinary action against Joe Lavigne in 2017. Joe Lavigne consented to a 30-day suspension, a $14,500 monetary fine and a $8,520 disgorgement. Joe Lavigne consented to the entry of findings that Joe Lavigne, individually and with his partner, sold $163,000 of Digi Outdoor Media, Inc. convertible notes. Joe Lavigne’s due diligence for the offering was not adequate and did not adequately verify representations made by the issuer or adequately investigate Digi Outdoor Media, Inc. management. Joe Lavigne also distributed issuer prepared sales materials to customers or potential customers that were misleading, omitted certain information that caused them to be misleading, or that failed to provide a fair and balanced presentation of information.
If you lost any money on investments with Joe Lavigne, including investments in Digi Outdoor Media, Inc., you may be able to recover your losses from Spencer Edwards, Inc. and/or GVC Capital LLC. This is because Spencer Edwards, Inc. and GVC Capital LLC had a duty to supervise Joe Lavigne.
If you lost money on investments with Joe Lavigne, including investments in Digi Outdoor Media, Inc., and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Spencer Edwards, Inc. and/or GVC Capital LLC, concerning Joe Lavigne’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with Joe Lavigne, including investments in Digi Outdoor Media, Inc., and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.