GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JONOTHON MICHAEL LIEBERMAN FIRED BY ROCKWELL GLOBAL CAPITAL, LLC
From 2010 until his firing in 2015, Jonothon Lieberman was licensed with Rockwell Global Capital, LLC. According to FINRA’s records, Jonothon Lieberman was fired by Rockwell Global Capital, LLC on January 14, 2015. Rockwell Global Capital, LLC reported to FINRA that following a customer complaint alleging an unauthorized trade, Jonothon Lieberman corresponded with the customer using Jonothon Lieberman’s private e-mail account. This action by Jonothon Lieberman was against Rockwell Global Capital, LLC’s written supervisory procedures.
Following Jonothon Lieberman’s discharge by Rockwell Global Capital, LLC, FINRA investigated Jonothon Lieberman and brought a disciplinary action against Jonothon Lieberman. Jonothon Lieberman was barred from the securities and investment banking industry in May 2016. Jonothon Lieberman consented to findings that he refused to provide documents and information, to appear for an on-the-record testimony, and to cooperate with FINRA’s investigation concerning various potential sales practice violations.
FINRA reports that two arbitration claims were filed alleging unauthorized trading, unsuitable investments and negligence by Jonothon Lieberman, while Jonothon Lieberman was with Rockwell Global Capital, LLC. These claims involving Jonothon Lieberman were settled for $150,000 and $32,881.12. FINRA also reports that another arbitration involving Jonothon Lieberman’s conduct is pending with alleged damages of $201,095.13.
If you lost any money on investments with Jonothon Lieberman while he was employed with Rockwell Global Capital, LLC (Dec. 2010 – Jan. 2015), you may be able to recover your losses from Rockwell Global Capital, LLC. This is because Rockwell Global Capital, LLC had a duty to supervise Jonothon Lieberman.
If you lost money on investments with Jonothon Lieberman, and belive that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Rockwell Global Capital, LLC concerning Jonothon Lieberman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Jonothon Lieberman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.