GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JONATHAN WILLIAM AFFE PERMITTED TO RESIGN FROM CENTAURUS FINANCIAL, INC.
From 2008 until his resignation in 2016, Jonathan Affe was licensed with Centaurus Financial, Inc. Jonathan Affe is now licensed with Vanderbilt Securities, LLC. According to FINRA’s records, Jonathan Affe was permitted to resign from Centaurus Financial, Inc. on Dec 13, 2016. Centaurus Financial, Inc. reported to FINRA that a compliance investigator from Prudential Annuity Operations contacted Centaurus Financial, Inc. to share evidence of possible client impersonation by Jonathan Affe or someone at Jonathan Affe’s office. After reviewing approximately 45 minutes of recorded calls from Prudential, it was clear that Jonathan Affe impersonated Jonathan Affe’s clients while on the phone with Prudential.
If you lost any money on investments with Jonathan Affe while he was employed with Centaurus Financial, Inc. and/or Vanderbilt Securities, LLC, you may be able to recover your losses from Centaurus Financial, Inc. and/or Vanderbilt Securities, LLC. This is because Centaurus Financial, Inc. and Vanderbilt Securities, LLC had a duty to supervise Jonathan Affe.
If you lost money on investments with Jonathan Affe and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Centaurus Financial, Inc. and/or Vanderbilt Securities, LLC concerning Jonathan Affe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jonathan Affe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Jonathan Affe, Jonathan William Affe, Affe, Centaurus Financial, Vanderbilt Securities, FINRA, brokerage firm, brokerage, investment, securities attorney, attorney, securities, goodman and nekvasil, goodman, nekvasil