Jonathan Way Barred from Selling Securities | May Recover Investor Losses

Jonathan Way Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses

Northstar Financial Services (Bermuda) Investigation

Jonathan Way Investigation

Jonathan Way a/k/a Jonathan Walter Way (CRD#: 1126849)  Is Barred from Selling Securities

Goodman & Nekvasil, P.A. is investigating Jonathan Way, formerly with Wedbush Securities Inc.

Jonathan Way consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA. The findings state that the Form U5 disclosed, filed by Way’s employer, permitted the broker to resign  regarding his, “potential sales practice violations”.

Customer Filed An Arbitration Complaint

A customer filed a complaint on December 23, 2022 alleging  excessive, unauthorized, and unsuitable trading.

Goodman & Nekvasil, P.A. May Recover Investor Losses

If you lost any money on investments with Jonathan Way, you may be able to recover your losses.

If you believe that  investments purchased may have been unsuitable, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis.

Goodman & Nekvasil, P.A. has recovered more than $400 million on behalf of victimized investors. If you lost money on investments and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained on 6/29/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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