Jonathan Upton Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
LPL FINANCIAL LLC investment adviser, Jonathan Upton has two pending investor complaints.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JONATHAN DALE UPTON (CRD#: 4559794), a registered broker for LPL FINANCIAL LLC, in Louisville, KY, has two pending investor complaints. According to Upton’s FINRA BrokerCheck report, the most recent customers are alleging that investments made were unsuitable for the customers’ investment objectives and risk tolerance. Timeframe: 2012 – 2018
The claimants in this pending complaint are requesting $250,000.00 for alleged damages.
Jonathan Upton Has Two Pending Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 12/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.