John Sullivan  – Named in FINRA Complaint 

John Sullivan  – Named in FINRA Complaint

Former Broker John Sullivan  – Named in FINRA Complaint

JOHN DAVID SULLIVAN
JOHN SULLIVAN
CRD#: 2926996

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

John David Sullivan (CRD#: 2926996), a formerly registered broker with INTERNATIONAL ASSETS ADVISORY, LLC., in Columbia, Maryland,  is the subject of a FINRA complaint.  FINRA alleges Sullivan’s involvement in a check kiting scheme.

 

JOHN DAVID SULLIVANJOHN SULLIVAN
CRD#: 2926996

John Sullivan Investigation

    

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

[]
1 Step 1
reCaptcha v3
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder