John Ross, Arbitration Claim Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses
John Ross CRD #4396022
John Ross is a currently licensed financial advisor with Wells Fargo Clearing Services, LLC. John Ross was previously licensed with U.S. Bancorp Investments, Inc. and UBS Financial Services, Inc. According to John Ross’ CRD, an arbitration claim was filed alleging John Ross accepted instructions to purchase securities from an unauthorized person. According to John Ross’ CRD, this complaint was settled for $127,210.30.
If you lost any money on investments with John Ross, you may be able to recover your losses. If you lost money on investments with John Ross and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Ross’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Ross and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange