John Phillips – Customer Disputes Filed Involving Financial Advisor/Broker John Phillips | Goodman & Nekvasil, P.A. May Recover Investor Losses
John Phillips CRD #2796242
John Phillips was a previously licensed financial advisor with Metlife Securities, Inc.
According to John Phillips’ CRD, customer disputes have been filed alleging sales practice violations against John Phillips.
Customer Dispute 7/1/19: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding John Phillips’ recommendation to invest in private securities commencing 2012. This customer dispute is pending and seeks $25,000.01 in damages.
Customer Dispute 3/21/19: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing in 2005 and 2016. This customer dispute is pending and seeks $25,000.01 in damages.
Customer Dispute 1/7/19: Plaintiffs alleged Unfair and Deceptive Trade Practice, State Securities Fraud regarding an investment into a fictitious entity, in 2008, approximately. This customer dispute is pending and seeks $25,000.01 in damages.
Customer Dispute 12/31/18: Plaintiffs alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing 1999. This customer dispute is pending and seeks $25,000.01 in damages.
Customer Dispute 10/17/18: Plaintiff alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding the advisor’s recommendation to invest in private securities commencing 2000. This customer dispute is pending.
Customer Dispute 5/14/18: Plaintiffs have alleged Unfair and Deceptive Trade Practices and State Securities Fraud regarding investments known as the Wall Street Capitol Ponzi Scheme, commencing in 2015. This customer dispute is pending and seeks $25,000 in damages.
If you lost any money on investments with John Phillips, you may be able to recover your losses. If you lost money on investments with John Phillips and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Phillips’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Phillips and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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