John Benn – Oklahoma Department of Securities Files Petition for Permanent Injunction against Financial Advisor/Broker John Benn

John Benn – Oklahoma Department of Securities Files Petition for Permanent Injunction against Financial Advisor/Broker John Benn | Goodman & Nekvasil P.A., May Recover Investor Losses

John Benn CRD #1107478

John Benn was a previously licensed financial advisor with Supreme Alliance LLC and Peak Brokerage Services, LLC.

According to Allegations from the State of Oklahoma Department of Securities: 

The Department alleges John Benn and Bricktown Financial, LLC offered and sold unregistered securities in violation of Section 1-301 of the Oklahoma Uniform Securities Act of 2004 and perpetrated fraud in connection with the offer and sale of securities in violation of Section 1-501 of the Act. John Benn and Bricktown Financial were able to perpetrate this fraud by preying upon the trust and confidence placed in John Benn as a registered securities agent and a licensed insurance agent.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with John Benn and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Benn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Benn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

John Benn, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, John Benn 

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