JOHN ALFRED DOW JR Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former MORGAN STANLEY broker, JOHN ALFRED DOW JR has an investor complaint.
CRD#: 2524415
JOHN ALFRED DOW JR (CRD#: 2524415), a former registered representative for MORGAN STANLEY in STILLWATER, MN, has an investor complaint. According to Dow’s FINRA BrokerCheck Report, Claim alleges, inter alia, that the FA exploited his personal familial relationship with the client to take control of client’s assets in his role as power of attorney.
Dow Jr. was subsequently permitted to resign from Morgan Stanley. Firm allegations were related to various non-Firm approved activities involving representative’s family member (also a client), including serving as an executor of the family member’s estate and activities with respect to two outside checking accounts held with the family member. Additionally, concerns regarding failure to timely disclose a lawsuit filed against the representative concerning his administration of the client’s estate.
Most recently John Dow Jr. consented to a bar from associating with any FINRA member in all capacities.
JOHN ALFRED DOW JR has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/13/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.