Joe Marlon Pazmino (Joe Pazmino) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joe Pazmino | Goodman & Nekvasil P.A., May Recover Investor Losses
Joe Pazmino (Joe Marlon Pazmino) CRD #3198871
Joe Pazmino is a currently licensed financial advisor/broker with Joseph Gunnar & Co. LLC. Joe Pazmino was a previously licensed financial advisor/broker with Aegis Capital Corp. According to Joe Pazmino’s BrokerCheck Report, two recent customer disputes have been filed alleging sales practice violations against Joe Pazmino.
Customer Dispute (2/17/2016): Allegations against Joe Pazmino are unsuitable investment recommendations and excessive trading. This customer dispute settled for $980,000.
Customer Dispute (12/4/2013): Allegations against Joe Pazmino are churning, unsuitable use of margin, and poor recommendations. This customer dispute settled for $390,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Joe Pazmino, you may be able to recover your losses. If you lost money on investments with Joe Pazmino and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joe Pazmino’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joe Pazmino and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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