Joe Gainer Is Barred – May Recover Investor Losses

Joe Gainer Is Barred – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former broker and financial adviser, Joe Gainer is barred.

JOE DAVID GAINER JR
CRD#: 4517367

Joe David Gainer Jr.  (CRD# 4517367), a  former registered broker and financial adviser for WELLS FARGO CLEARING SERVICES, LLC in Marianna, Florida, is barred by FINRA.  According to Joe Gainer’s FINRA BrokerCheck report, “the findings state that FINRA’s investigation related to whether Gainer failed to disclose a position of trust in relation to, and receiving a $3 million dollar gift from, one of his firm clients”.

 

Joe David Gainer Jr.

Investigation of Joe David Gainer Jr.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that place elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., is filing numerous cases against brokerage firms selling high-risk investments. Our law firm has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 12/12/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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