JIM LANDERS Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC investment adviser, JIM LANDERS Has An Investor Complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JAMES DANIEL LANDERS JR (CRD#: 4545380), a registered representative for RAYMOND JAMES FINANCIAL SERVICES, INC., in NASHVILLE, TN, has a settled investor complaint. According to Lander’s FINRA BrokerCheck report, The client alleged trades were placed without authorization. Allegation Activity Dates: 8/9/2024 – 8/21/2024.
The complaint settled for $33,984.83.
Broker Comment
My client gave me a verbal order to purchase four securities. I inadvertently did not journal the cash over to the account to cover the trades. I was traveling at the time and did not see the email that the account was due for an extension. I made my client aware that due to insufficient funds the firm cancelled his trades. The positions were repurchased due to the error and my client was reimbursed.
JIM LANDERS Has A Settled Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/05/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.