Jeffrey Nimmow – Three Customer Disputes Filed Involving Financial Advisor Jeffrey Nimmow | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jeffrey Nimmow Financial Advisor CRD #2693601
Jeffrey Nimmow was a formerly licensed financial advisor with Forest Securities, Inc. According to Jeffrey Nimmow’s CRD, Jeffrey Nimmow was discharged from Forest Securities, Inc. in March 2018.
According to Jeffrey Nimmow’s CRD, three customer disputes alleging sales practice violations against Jeffrey Nimmow have been filed and are currently pending.
Customer Dispute 08/31/2018: Allegations include violation of Securities Law; Violation of Wisconsin Uniform Securities Law; Violation of Wisconsin Deceptive Trade Practices Act; Breach of Contract; Common Law Fraud; Breach of Fiduciary Duty and Negligence. This pending customer dispute seeks $150,000 in damages.
Customer Dispute 03/05/2018: Allegations include that between August 2017 and November 2017 Jeffrey Nimmow solicited customer to purchase interests in Woodbridge Group Companies Promissory Note in the Woodbridge Mortgage Investment Fund 2, LLC. Jeffrey Nimmow allegedly made purchases through Jeffrey Nimmow’s DBA Legacy Financial Group, Inc. not Forest Securities, Inc. Jeffrey Nimmow failed to obtain approval of OBA and failed to report transactions. This pending customer dispute seeks $200,000 in damages.
Customer Dispute 02/28/2018: Allegations include that between late 2015 and November 2017, Jeffrey Nimmow solicited noncustomer to purchase interests in Woodbridge Group of Companies in multiple funds. Jeffrey Nimmow allegedly made purchases through Jeffrey Nimmow’s DBA Legacy Financial Group, Inc. not Forest Securities, Inc. Jeffrey Nimmow failed to obtain approval of OBA and failed to report transactions. This pending customer dispute is pending and seeks $450,000 in damages.
If you lost any money on investments with Jeffrey Nimmow, you may be able to recover your losses. If you lost money on investments with Jeffrey Nimmow and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jeffrey Nimmow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jeffrey Nimmow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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