Jeffrey Nesseth – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Nesseth

Jeffrey Nesseth – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Nesseth | Goodman & Nekvasil, P.A. May Recover Investor Losses

Jeffrey Nesseth Financial Advisor/Broker CRD #1983482

Jeffrey Nesseth is a currently licensed financial advisor with Independent Financial Group, LLC in Plano, Texas since 2011. Jeffrey Nesseth has been a licensed financial advisor since 1990. 

According to Jeffrey Nesseth’s CRD, customer disputes have been filed alleging sales practice violations against Jeffrey Nesseth. 

Customer Dispute 6/20/18: Customers allege an over-concentration in REITs which they claim was unsuitable. Their claims are unsupported and without merit and the firm intends to defend the claim in its entirety. This customer dispute is pending and seeks $100,000 in damages.

Customer Dispute 6/4/10: Allegations include unsuitable investments of Provident Royalties 12/14/07, Advanced Asset 2/26/08 and Provident Energy 2 5/14/08. This customer dispute was settled for $47,500. 

Customer Dispute 3/27/01: Customer alleges that Jeffrey Nesseth made an unsuitable recommendation and failed to disclose risk, with respect to an investment in Conexant. This customer dispute is pending and seeks $100,000 in damages.

If you lost any money on investments with Jeffrey Nesseth, you may be able to recover your losses. If you lost money on investments with Jeffrey Nesseth and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jeffrey Nesseth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jeffrey Nesseth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Jeffrey Nesseth, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Jeffrey Nesseth

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