Jeff Carel Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
WELLS FARGO CLEARING SERVICES, LLC Investment Adviser, Jeff Carel has an investor complaint.
JEFFRY NEAL CAREL (CRD#: 4935789), a registered broker for WELLS FARGO CLEARING SERVICES, LLC in OKLAHOMA CITY, OK, has a denied investor complaint. According to Carel’s FINRA BrokerCheck report, Customer alleges unsuitable investment recommendation. Activity dates 6.30.23 – 6.30.23. The claim was denied however FINRA provides guidance for customers who have their claims denied.
According to FINRA, an investment professional and their firm may decide that the customer’s complaint is unfounded and determine to “deny” the complaint. In such cases, the disposition on BrokerCheck will reflect “denied.” A customer may then decide to seek compensation for damages by filing a claim in arbitration. Alternatively, an investment professional and their firm may determine to settle a complaint by, for example, paying compensation to the customer. The existence of a complaint does not mean the investment professional did anything wrong. Similarly, a denial of wrongdoing by the investment professional does not always mean a complaint was unfounded.
Carel’s broker check report also shows two previously settled customer complaints.
Jeff N Carel has a customer complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/15/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.