JAY MARTIN SPIELER – OPPENHEIMER & CO. INC. Broker Has Investor Complaints – May Recover Investor Losses
OPPENHEIMER & CO. INC. Broker, Jay Martin Spieler Has Investor Complaints.
CRD#: 1072642
JAY MARTIN SPIELER (CRD#: 1072642), a broker for OPPENHEIMER & CO. INC. in CORAL GABLES, FL, has a pending investor complaint. According to Spieler’s FINRA BrokerCheck report, Claimant alleges she suffered losses because of an ill-timed liquidation of an investment and alleges claims for breach of fiduciary duty, fraud and negligence. From 11/2022 – 12/2022
The claimant is requesting $300,000.00 for alleged damages.
DOMINARI SECURITIES LLC Broker, DANIEL I SCHAPIRO Has Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 7/17/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.