JAY DERON ZORNES – Former CAMBRIDGE INVESTMENT RESEARCH, INC. Broker Barred by FINRA
Victims of Unsuitable Advice May Recover Investment Losses – Contact Goodman & Nekvasil, P.A. Today
CRD#: 4124536
JAY DERON ZORNES (CRD#: 4124536), also known as Jay Zornes, is a former financial advisor who has been barred by FINRA following regulatory allegations. According to his FINRA BrokerCheck report, Without admitting or denying the findings, Zornes consented to the sanction and to the entry of findings that he refused to provide information and documents or appear for on-the-record testimony requested by FINRA in connection with its investigation into whether he used unapproved channels to communicate with customers of his member firm. The findings stated that the investigation originated from FINRA’s review of a Form U5 filed by Zornes firm that stated that he was permitted to resign while under investigation for using unapproved email addresses and an unapproved text messaging number to communicate with clients.
If you suffered investment losses while working with Zornes, you may qualify for financial compensation through FINRA arbitration. Contact the national investment fraud law firm Goodman & Nekvasil, P.A. today for a free case evaluation.
JAY DERON ZORNES – Former CAMBRIDGE INVESTMENT RESEARCH, INC. Broker Barred by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/19/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.