Jason Chong – Jason Taek Chong – Formerly Licensed Financial Advisor with Raymond James Financial Services, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Jason Chong was a licensed financial advisor with Raymond James Financial Services, Inc. from 2012 to 2018. Jason Chong was barred from the securities and investment banking industry on June 28, 2018. FINRA reports that Jason Chong consented to the sanction and to the entry of findings that Jason Chong failed to provide information requested by FINRA in connection with its investigation of Jason Chong’s voluntary termination from Jason Chong’s member firm while Jason Chong was under internal review for commission amounts associated with large institutional trades.
If you lost any money on investments with Jason Chong, you may be able to recover your losses from Raymond James Financial Services, Inc. This is because Raymond James Financial Services, Inc. had a duty to supervise Jason Chong.
If you lost money on investments with Jason Chong and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Raymond James Financial Services, Inc. concerning Jason Chong’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jason Chong and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.