James Mackellar Has A Pending Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former SAGEPOINT FINANCIAL, INC. registered representative, James Mackellar has a pending investor complaint.
James Harry Mackellar (CRD#: 803007), a former broker for SAGEPOINT FINANCIAL, INC. in Newbury Park, CA, has a pending investor complaint. According to Mackellar’s FINRA BrokerCheck report, The attorney for the client alleges that, with regard to certain investment advisory accounts, the financial professional gave legal advice to the client trust, and that it was not proper for his spouse to be named executor and a beneficiary of the client’s trust and estate. The financial professional has stated that he and his spouse were long-term personal friends of the client.
Mackellar was subsequently barred by FINRA. The findings stated that the complaint was submitted to FINRA concerning Mackellar’s alleged OBAs involving a customer’s estate and his indirect beneficial interest in that customer’s accounts.
James Mackellar has a pending investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/08/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.