James Henry Duffy – Customer Dispute Filed Involving Financial Advisor/Broker James Henry Duffy | Goodman & Nekvasil P.A., May Recover Investor Losses
James Henry Duffy CRD #1652887
James Duffy has been licensed with Morgan Stanley since 2009. According to James Duffy’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against James Duffy.
Customer Dispute 12/27/16: Claimant alleged, inter alia, unsuitability with respect to Puerto Rico Municipal Bonds. This customer dispute was settled for $30,000.
If you lost money on investments with James Duffy and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Duffy’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Duffy and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/17/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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