James Carrazza, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
James Carrazza was a formerly licensed financial advisor with Olympus Securities, LLC from 2002 to 2017. FINRA reports that James Carrazza was barred from the securities industry on March 17, 2017. Olympus Securities, LLC reported to FINRA that James Carrazza consented to the sanction and to the entry of findings that James Carrazza failed to provide documents to FINRA in connection with its investigation into whether James Carrazza timely amended James Carrazza’s Form U4.
If you lost any money on investments with James Carrazza, you may be able to recover your losses from Olympus Securities, LLC. This is because Olympus Securities, LLC had a duty to supervise James Carrazza.
If you lost money on investments with James Carrazza and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Olympus Securities, LLC concerning James Carrazza’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Carrazza and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.