James Burton Jr Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former FARMERS FINANCIAL SOLUTIONS, LLC broker, James Burton Jr Has An Investor Complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JAMES ELROY BURTON JR (CRD#: 5051310), a former registered representative for FARMERS FINANCIAL SOLUTIONS, LLC, in BAKERSFIELD, CA, has a pending investor complaint. According to Burton’s FINRA BrokerCheck report, Customer alleges he was not made aware of the risks and facts of purchasing Jazzberry Digital Solutions, Inc. non-registered promissory notes leading to financial losses. The sale of these notes was facilitated by RR Burton outside of Firm’s policies and procedures, as he did not disclose this Outside Business Activity to the Firm.
The complainant is requesting $110,000.00 for alleged damages.
Did You Purchase Jazzberry Digital Solutions, Inc. Promissory Notes From Your Adviser?
Burton Jr., according to FINRA, was subsequently terminated by FARMERS FINANCIAL SOLUTIONS, LLC. The Firm terminated RR’s registration after becoming aware and determining that the RR failed to disclose personal investment in a private securities transaction and activities related to promissory notes as an outside activity, violating FINRA Rules 3270, 3280 and Firm policy.
James Burton Jr Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.