James Booth, Financial Advisor James Booth Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
James Booth Financial Advisor CRD #1906145
James Booth is a formerly licensed financial advisor with LPL Financial LLC and Invest Financial Corporation. According to James Booth’s CRD, James Booth was discharged from LPL Financial LLC in May 2019. According to James Booth’s CRD, James Booth was discharged after James Booth allegedly admitted to course of conduct beginning while associated with previous member firm involving the misappropriation of client funds for James Booth’s personal and business use.
According to James Booth’s CRD, a customer dispute alleging sales practice violations against James Booth has been filed. Customer’s allege failure to follow trade instructions, which resulted in a loss. According to James Booth’s CRD, this customer dispute is pending.
If you lost money on investments with James Booth and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning James Booth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Booth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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