Jack Howley – John C Howley, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses in Global Credit Recovery
Jack Howley, John C Howley CRD #2229244
Update 9-18-19: Jack Howley was barred from the securities industry in September 2019. FINRA reports that Jack Howley consented to the sanction and to the entry of findings that Jack Howley refused to appear and provide an on-the-record testimony requested by FINRA. The findings stated that FINRA requested the on-the-record testimony in connection with its investigation into allegations reported by Jack Howley’s member firm in a Form U5 that Jack Howley failed to disclose private securities transactions to the firm and referred clients to outside investments.
Jack Howley was licensed with Park Avenue Securities, LLC in Rumson, NJ. According to Jack Howley’s CRD, Jack Howley was discharged from Park Avenue Securities, LLC on October 30, 2018 after alleged violation of Firm’s rules by (i) failing to disclose private securities transactions and (ii) referring of clients to outside investments (i.e. not offered by Firm).
According to Jack Howley’s CRD, five customer disputes alleging sales practice violations against Jack Howley have been filed. Among other allegations, claimant(s) allege Jack Howley violated Jack Howley’s suitability obligation and was negligent in recommending a $2 million aggregate investment in a private equity venture, Global Credit Recovery, an alleged fraudulent investment scheme. Four of these pending customer disputes allege damages of $2,500,000 $650,000, $288,284, $139,812
If you lost money on investments with Jack Howley and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Jack Howley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jack Howley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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