Isaiah Williams FINRA Barred After Customer Allegation of Misappropriation – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED broker, Isaiah Williams FINRA Barred After Customer Allegation of Misappropriation.
Isaiah Thomas Williams Jr.
ISAIAH THOMAS WILLIAMS JR, ISAIAH THOMAS WILLIAMS JR, ISAIAH THOMAS WILLIAMS JR., Isaiah Williams
CRD#: 6211219
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Isaiah Thomas Williams Jr. (CRD#: 6211219), a former registered representative for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, in BOCA RATON, FL, is barred from associating with a FINRA member in all capacities.
According to FINRA , The findings stated that the MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED had filed a U4 amendment disclosing a customer complaint that alleged Williams engaged in misrepresentation and improper OBAs.
The pending customer complaint alleges misappropriation, unsuitable asset allocation strategy, misrepresentations and an improper outside business activity.
Former MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED broker, Isaiah Williams FINRA Barred After Customer Allegation of Misappropriation.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/15/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.