Irene Padrick Engard (Irene Smith) Financial Advisor/Broker Irene Smith Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Irene Smith was a previously licensed financial advisor/broker with PFS Investments, Inc. According to FINRA, Irene Smith was barred from the securities industry indefinitely in May 2020.
According to FINRA:
Concerning the Bar against Irene Smith in May 2020, Irene Smith consented to the sanctions and to the entry of findings that Irene Smith refused to produce documents and information requested by FINRA in connection with an investigation of Irene Smith’s outside business activity.
According to Irene Smith’s BrokerCheck, Irene Smith was discharged from PFS Investments, Inc. in November 2019. Irene Smith allegedly acted outside the scope of her disclosed OBA.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Irene Smith and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Irene Smith’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Irene Smith and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/15/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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