Ira Bauman Has Investor complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
RAYMOND JAMES & ASSOCIATES, INC. investment adviser, Ira Bauman has investor complaints.
IRA MICHAEL BAUMAN (CRD#: 1079115), a registered broker for RAYMOND JAMES & ASSOCIATES, INC. in New York, NY, has investor complaints. According to Bauman’s FINRA BrokerCheck Report, the most recent claimant alleges FAs failed to follow her instructions to re-invest dividends from specified securities.
The claimant is requesting $220,000.00 for alleged damages.
Broker comment: I deny each and every allegation of wrongdoing in the Statement of Claim. I fulfilled my obligations with regards to this client and believe the evidence will show that her allegations have no merit. I intend to fully defend myself from this claim.
IRA MICHAEL BAUMAN has Customer Disputes.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/22/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.