Investor Alert: Broker Sean P. Righter (CRD#: 5419832) – Customer Complaints Reported
If you invested with financial advisor Sean P. Righter (CRD#: 5419832), you may have important legal options to recover your investment losses. Investors should be aware that Righter has customer complaints reported on his FINRA BrokerCheck record, raising concerns about the suitability of his investment recommendations.
Who Is Sean P. Righter?
Sean Patrick Righter (CRD#: 5419832) is a registered broker and investment adviser whose record is available on FINRA’s BrokerCheck. According to public disclosure reports, Righter has been the subject of customer complaints from investors who allege misconduct in the handling of their accounts.
When brokers fail to uphold their fiduciary duty, investors may suffer significant financial harm. If you believe you were misled, sold unsuitable securities, or suffered investment losses due to Sean P. Righter’s recommendations, you should take action to protect your rights.
The securities attorneys at Goodman & Nekvasil, P.A. have extensive experience representing investors nationwide who have suffered financial losses due to broker misconduct.
If you invested with financial advisor Sean P. Righter (CRD#: 5419832), you may have important legal options to recover your investment losses.
Why Investors Should Be Concerned
FINRA rules require brokers to recommend only investments that are suitable for their clients based on factors such as risk tolerance, financial goals, and investment experience. Customer complaints on Righter’s record suggest that some investors may not have been properly informed of risks—or may have received unsuitable advice.
Such issues can lead to:
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Substantial financial losses
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Unsuitable high-risk investments
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Failure to disclose risks
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Breach of fiduciary duty
If these sound familiar, you are not alone—other investors have raised similar concerns.
If you invested with Sean P. Righter (CRD#: 5419832) and have concerns about your portfolio, you may be entitled to compensation for your losses.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 8/25/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.