Investor Alert: Permanent FINRA Bar Issued Against George Ndifor Jing — Investors May Recover Losses
The allegations from Transamerica Financial Advisors, LLC results in a permanent FINRA Bar Issued Against George Ndifor Jing.
George Ndifor Jing (CRD #2835725) was previously registered with Transamerica Financial Advisors, LLC in Rockville, Maryland, from January 2012 until his termination on August 11, 2025. The termination notice (Form U5) states he was discharged for alleged participation in an undisclosed outside business activity and/or an undisclosed private securities transaction.
On October 30, 2025, the Financial Industry Regulatory Authority (FINRA) entered into a Letter of Acceptance, Waiver & Consent finding that Jing failed to produce documents and information requested under Rule 8210. He was permanently barred from associating with any FINRA member firm in any capacity for violating FINRA Rule 8210 (failure to provide information) and Rule 2010 (standards of commercial honor and principles of trade).
If you invested with George Jing—especially through Transamerica Financial Advisors or in connection with investments tied to undisclosed activities, outside business ventures, or private transactions—you should carefully review your account statements and any communications. These kinds of undisclosed activities often raise serious concerns about suitability, supervision, and risk disclosure. You might have rights to recover losses through FINRA arbitration or other legal avenues.
Investor Alert: Permanent FINRA Bar Issued Against George Ndifor Jing
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/3/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.