Investor Alert: Pending Customer Complaint Against Vincent THOMAS Ferrara JR – May Recover Investor Losses
Pending Customer Complaint Against Vincent THOMAS Ferrara JR – May Recover Investor Losses.
he most recent customer complaint publicly disclosed on Vincent Thomas Ferrara Jr.’s FINRA BrokerCheck record alleges misappropriation of funds in a case filed September 19, 2025, naming Merrill Lynch, Pierce, Fenner & Smith, Inc. as the employing firm. The claim is currently pending and seeks $2,000,000 in damages.
If you engaged in investments with Vincent T. Ferrara Jr. during his tenure at Merrill Lynch and believe you may have been harmed by improper handling or misappropriation of funds, you should consider contacting Goodman & Nekvasil, P.A. for a free, no-obligation evaluation of your potential claim and to explore possible recovery options.
Pending Customer Complaint Against Vincent THOMAS Ferrara JR – May Recover Investor Losses.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/15/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.