Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses
JESSICA Y JUNG
JESSICA JUNG
CRD#: 4922155
Jessica Y. Jung (CRD #4922155), a registered broker and investment adviser, is the subject of a pending FINRA customer complaint filed in September 2025.
The claim alleges that while affiliated with Aegis Capital Corp., Jung breached her fiduciary duty, made unsuitable private-placement recommendations, and misrepresented or omitted material facts, in violation of FINRA rules and industry standards.
The investor seeks significant damages for losses tied to illiquid, high-risk securities.
FINRA records also show that Jung consented to a disciplinary action in November 2024, resulting in a $5,000 fine and a one-month suspension after regulators found she mismarked order tickets, causing her firm to maintain inaccurate books and records.
Investors who purchased private placements through Jessica Jung should carefully review their account statements and offering documents. These types of alternative investments often carry high fees and risks that may not align with conservative or income-focused portfolios.
If you believe you were misled or sold unsuitable products by Jung or Aegis Capital Corp., you may have the right to recover your losses through FINRA arbitration.
Investor Alert: Customer Complaint Filed Against Jessica Jung – Investors May Recover Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/30/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.