Investor Alert: Complaint Filed Against Broker Joe Carroll Doggett – May Recover Investor Losses

Complaint Filed Against MONEY CONCEPTS CAPITAL CORP Broker, Joe Carroll Doggett.

Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Joe Carroll Doggett.

A customer dispute filed against Joe Carroll Doggett (CRD #1033987) is currently pending in FINRA arbitration (Case No. 25-01527), stemming from actions while he was employed by Money Concepts Capital Corp. The complaint, received on August 4, 2025, was brought by the personal representatives of the estate of a deceased customer. It alleges negligence, breach of contract, negligent misrepresentation, violations of state and federal securities laws, and elder abuse, in connection with investments made in a Delaware Statutory Trust (DST) product. While no specific dollar-amount is listed, the complaint seeks full refund of the investment, compensatory and punitive damages, treble damages, as well as fees and expenses.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

Joe Carroll Doggett (CRD #1033987), a broker for MONEY CONCEPTS CAPITAL CORP in Columbus, IN, has a pending investor complaint. According to Doggett’s FINRA BrokerCheck report, Personal Representatives of estate of deceased customer alleges negligence, breach of contract, negligent misrepresentation, violation of state and federal securities laws, and elder abuse in connection with investments purchased by the customer.

Goodman & Nekvasil, P.A. Investigates Allegations Involving Broker Joe Carroll Doggett.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 9/23/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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