Investor Alert: Complaint Filed Against Adam Ross Shipley — May Recover Losses
ADAM ROSS SHIPLEY
CRD#: 6482848
Investors should be aware that Adam Ross Shipley, a registered broker with Emerson Equity LLC and an investment adviser representative with NorthWoods Financial Partners LLC, is the subject of a recently filed customer arbitration.
According to FINRA records, a complaint filed in October 2025 (FINRA Case No. 25-02092) alleges that Adam Shipley recommended a real estate security that resulted in investor harm. The allegations include breach of contract, deceptive trade practices, violations of securities statutes, breach of fiduciary duty, vicarious liability, and failure to comply with Regulation Best Interest.
Claimants are seeking between $100,000 and $500,000 in damages, including rescission, punitive damages, and attorney’s fees.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
The arbitration remains pending, but the breadth of these allegations raises concerns about the suitability and risk disclosure associated with the investments recommended by Shipley.
Investors who believe they may have suffered losses or received unsuitable investment recommendations from Shipley are encouraged to contact Goodman & Nekvasil, P.A. at 800-500-4442 to discuss potential options for recovering their investment losses.
Investor Alert: Complaint Filed Against Adam Ross Shipley — May Recover Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/17/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.