Hyun Sik Cho (Shawn Cho), Financial Advisor Barred by FINRA | Goodman and Nekvasil May Recover Investors Losses

Goodman and Nekvasil May Recover Investors Losses | Hyun Sik Cho (Shawn Cho), Financial Advisor Barred by FINRA 

FINRA reports that Shawn Cho was barred from association with any FINRA member in any capacity on January 17, 2017.  

FINRA reports Shawn Cho consented to the sanctions and to the entry of findings that Shawn Cho refused to appear for an on-the-record testimony as requested by FINRA, related to allegations that Shawn Cho received loans from customers of his member firm totaling more than $100,000 without notifying the firm or obtaining its approval.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment with Shawn Cho, you may be able to recover your losses from Pruco Securities, LLC. This is because Pruco Securities, LLC, had a duty to supervise Shawn Cho. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

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