Howard Slater, Arbitration Claim Pending Involving Financial Advisor Howard Slater

Howard Slater, Arbitration Claim Pending Involving Financial Advisor Howard Slater | Goodman & Nekvasil P.A., May Recover Losses

Howard Slater CRD #2447823

Howard Slater is currently licensed with Securities America, Inc. According to Howard Slater’s CRD, an arbitration claim alleging sales practice violations against Howard Slater are pending. According to Howard Slater’s CRD, these allegations include that Howard Slater allegedly engaged in improper mutual fund transactions and failed to disclose mutual fund breakpoint discounts. According to Howard Slater’s CRD, Claimants further allege recommendations of “non-conventional investments” were unsuitable and were misrepresented; allegations also include breach of fiduciary duty and negligence. According to Howard Slater’s CRD, this pending arbitration claim alleges damages of $500,000.  

If you lost any money on investments with Howard Slater, you may be able to recover your losses. If you lost money on investments with Howard Slater and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Howard Slater’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Howard Slater and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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