HOWARD KAVINSKY Has A $760,000.00 Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former B. RILEY WEALTH MANAGEMENT broker, HOWARD KAVINSKY has A $760,000.00 Investor Complaint.
The attorney for the claimants “further alleges over the course of the past two years, client funds have gone missing including qualified funds being removed from qualified accounts and representative provided false and misleading information pertaining to account balances.”
HOWARD KAVINSKY
CRD#: 5881623
HOWARD DENNIS KAVINSKY (CRD#: 5881623), a former registered representative for B. RILEY WEALTH MANAGEMENT in Chicago, IL, has an investor complaint. According to Kavinsky’s FINRA BrokerCheck report, Clients claim RR refuses to provide them with copies of their statements and they believe their account balances are inaccurate. Attorney for clients further alleges over the course of the past two years, client funds have gone missing including qualified funds being removed from qualified accounts and representative provided false and misleading information pertaining to account balances.
The customers are requesting $760,000.00 for alleged damages.
Termination, Complaint and FINRA Sanctions
B. RILEY WEALTH MANAGEMENT terminated Kavinsky prior to receiving the pending customer complaint. FINRA subsequently barred Kavinsky permanently from associating with any FINRA member in all capacities.
HOWARD KAVINSKY has A $760,000.00 Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/7/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.