Henry Taylor Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former INTERNATIONAL ASSETS ADVISORY, LLC broker, Henry Taylor has an investor complaint.
HENRY ARTHUR TAYLOR III (CRD#: 4641256), a formerly registered broker for INTERNATIONAL ASSETS ADVISORY, LLC in Springdale, AR, has an investor complaint. According to Taylor’s FINRA BrokerCheck report, CLIENT ALLEGES THAT THE REGISTERED REPRESENTATIVE ACCEPTED A PERSONAL LOAN AND RECOMMENDED A NON-FIRM APPROVED INVESTMENT PRODUCT.
Taylor was suspended by FINRA for findings that he participated in a $30,000 private securities transaction without notifying his member firm about the transaction, his role in it, and whether he had received or expected to receive selling compensation in connection with the transaction.
HENRY ARTHUR TAYLOR III Selling Away Customer Dispute Investigation
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/06/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.