Henry Jakobsz Has A Denied Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
UBS FINANCIAL SERVICES INC. investment adviser, Henry Jakobsz has a denied investor complaint.
CRD#: 2792685
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
HENRY PAUL JAKOBSZE (CRD#: 2792685), a registered representative for UBS FINANCIAL SERVICES INC. in CHICAGO, IL, has a denied investor complaint. According to Jakobsze’s FINRA BrokerCheck report, Claimant’s counsel alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.
The customer requested $650,000.00 for alleged damages, but the claim was denied. FINRA tells investors on its website that a denial of wrongdoing by the investment professional does not always mean a complaint was unfounded.
In 2020, Jakobsze was a subject of the customer’s complaint against his member firm that asserted the following causes of action: fraud; misrepresentation; unsuitability; unsuitable product; breach of fiduciary duty; negligence and breach of contract under the federal securities laws, FINRA regulations, North Carolina securities statutes and applicable common law.
The complainants in the 2020 FINRA Arbitration were awarded $525,467.00.
HENRY JAKOBSZE has a denied investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/15/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.