Hemant Kathuria sold GWG L-Bonds – Goodman & Nekvasil, P.A., May Recover Investor Losses
A.G.P. / ALLIANCE GLOBAL PARTNERS investment adviser, Hemant Kathuria sold GWG L-Bonds.
Goodman & Nekvasil, P.A. is representing clients who purchased GWG Holdings L-Bonds.
HEMANT KATHURIA (CRD#: 5380092), a broker for A.G.P. / ALLIANCE GLOBAL PARTNERS in NEWPORT BEACH, CA, has an investor complaint involving the sale of GWG Holdings. According to Kathuria’s FINRA BrokerCheck report, Failure to disclose fees and risks associated with an alternative investment, from Dec 2020 through January 2021. The alternate investment is GWG Holdings L-Bonds.
The complainant is requesting $200,000.00 for alleged damages.
Hemant Kathuria Sold GWG L-Bonds.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 8/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.