HELEN ROTHLEIN – MORGAN STANLEY Investment Adviser Has An Investor Complaint – May Recover Investor Losses
MORGAN STANLEY Investment Adviser, HELEN ROTHLEIN Has An Investor Complaint.
HELEN S ROTHLEIN DIPIPPO
CRD#: 709040
HELEN S ROTHLEIN DIPIPPO (CRD#: 709040), a broker for MORGAN STANLEY in New York, NY, has an investor complaint. According to Rothlein’s FINRA BrokerCheck report, ATTORNEY ALLEGES, INTER ALIA, THAT COVERED OPTION TRADING RECOMMENDED FOR CLIENTS WAS UNSUITABLE 2019-2023.
The claimant is requesting $429,000.00 for alleged damages.
HELEN ROTHLEIN – MORGAN STANLEY Investment Adviser Has An Investor Complaint – May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/22/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.