Hal Mandell – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Hal Mandell | Goodman & Nekvasil P.A., May Recover Investor Losses
Hal Mandell CRD #862235
Hal Mandell is a formerly licensed financial advisor/broker with M.E. Allison & Co., Inc. Hal Mandell was previously licensed with NEXT Financial Group, Inc. and Sigma Financial Corporation. According to Hal Mandell’s CRD, a customer dispute has been filed alleging sales practice violations against Hal Mandell.
Customer Dispute 6/20/19: Customer alleges during the 3 years he had his account his Hal Mandell did not communicate with him about losses; gambled with high risk stocks without his knowledge; lost $35,000 within 6 months during an up market; and was unprofessional when he decided to pull his money from the investments.
If you lost any money on investments with Hal Mandell, you may be able to recover your losses. If you lost money on investments with Hal Mandell and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Hal Mandell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Hal Mandell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11-26-19 directly from FINRA BrokerCheck, without any changes. Use of BrokerCheck data is subject to BrokerCheck’s Terms of Use. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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