Goodman & Nekvasil P.A, May Recover Investor Losses | Gregory Allen Zale (Gregory Zale), Financial Advisor Barred from Securities Industry
From 1999 until Gregory Zale’s discharge in 2016, Gregory Zale was licensed with LPL Financial LLC. According to FINRA records, Gregory Zale was fired on May 3, 2016. LPL Financial LLC reported to FINRA that Gregory Zale was fired after Gregory Zale failed to respond to inquiries from the Firm’s compliance department.
Subsequent to Gregory Zale’s discharge, FINRA brought a disciplinary action against Gregory Zale in 2016. FINRA reports that Gregory Zale was barred from the securities industry. FINRA reports that Gregory Zale failed to respond to FINRA’s request for information.
FINRA reports an unsatisfied and outstanding judgement or lien against Gregory Zale. Gregory Zale owes the IRS $57,304.
If you lost any money on investments with Gregory Zale, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Gregory Zale.
If you lost money on investments with Gregory Zale and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC, concerning Gregory Zale’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with Gregory Zale and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.