Gregory Taylor, Financial Advisor Gregory Taylor Suspended by FINRA

Goodman and Nekvasil May Recover Investors Losses | Gregory Taylor, Financial Advisor Gregory Taylor Suspended by FINRA 

Gregory Taylor CRD #1531557

FINRA reports that Gregory Taylor was suspended from association with any FINRA member in any capacity for thirty days and fined $5,000.  

FINRA reports Gregory Taylor was named in a FINRA complaint alleging that Gregory Taylor engaged in unethical conduct involving an elderly customer at his member firm. The complaint alleges that Gregory Taylor was named as a beneficiary of the customer’s bank accounts, which held more than $59,000 in funds. While associated with the firm, Gregory Taylor was named as the executor of the customer’s estate, which contained at least $2 million in assets, and given power of attorney over the customer in the event she became incapacitated.

FINRA’S Broker Check reports Gregory Taylor was licensed with Morgan Stanley from May 2013 until April 2014.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment with Gregory Taylor, you may be able to recover your losses from Morgan Stanley. This is because Morgan Stanley had a duty to supervise Gregory Taylor. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

Contact Us Today!

1 Step 1
FormCraft - WordPress form builder