Gregg Weiss – Financial Advisor Permitted to Resign from Morgan Stanley | Goodman & Nekvasil PA May Recover Investor Losses
Gregg Weiss Financial Advisor CRD #2416959
From 2010 until Gregg Weiss’ resignation in 2016, Gregg Weiss was licensed with Morgan Stanley. Gregg Weiss is now licensed with Coastal Equities, Inc. According to FINRA records, Gregg Weiss was permitted to resign from Morgan Stanley on August 1, 2016. Morgan Stanley reported to FINRA that there were allegations regarding Gregg Weiss’ participation in outside activities that were not approved, a reimbursement for an expense that Gregg Weiss said he did not pay, and the late disclosure of certain tax liens reported in 2015.
FINRA reports that two arbitration claims were filed relating to Gregg Weiss’ employment with Morgan Stanley alleging unsuitability with respect to investments from 2010-2016 and/or the unauthorized sale of Goldman Sachs Bonds in 2016. These two claims involving Gregg Weiss’ conduct with Morgan Stanley were both settled. A third claim was filed in 2011, relating to Gregg Weiss’ employment with Raymond James & Associates. This claim alleged suitability, common law fraud, breach of fiduciary duty, negligence, gross negligence, and breach of contract. This claim involving Gregg Weiss’ conduct with Raymond James & Associates was settled in 2012.
If you lost any money on investments with Gregg Weiss, you may be able to recover your losses from Morgan Stanley and/or Coastal Equities, Inc. This is because Morgan Stanley and Coastal Equities, Inc. had a duty to supervise Gregg Weiss.
If you lost money on investments with Gregg Weiss and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley and/or Coastal Equities, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Gregg Weiss and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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